SEC Form 4 · accession 0001209191-15-068769
Constant Contact, Inc. · CTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Nault
Officer — SVP & General Counsel
Period of report
Aug 28, 2015
Accepted (ET)
Sep 1, 2015 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2015 | M | 12,500 | $4.12 | A | 21,383 | D | |
| Common Stock | Aug 28, 2015 | S | 12,500 | $25.00 | D | 8,883 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.12 | Aug 28, 2015 | M | 12,500 | D | — | Mar 2, 2017 | Common Stock | 12,500 | 45,000 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2015.
- F225% of the shares subject to this option vested on March 19, 2008, and an additional 6.25% of the shares subject to this option vested quarterly thereafter, such that 100% of the shares subject to this option were fully vested on March 19, 2011.