SEC Form 4 · accession 0001209191-15-046106
Constant Contact, Inc. · CTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Nye
Director
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 20, 2015 | M | 4,288 | — | A | 13,688 | D | |
| Common StockF3 | holding | — | — | — | 600 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F1,F4 | — | May 20, 2015 | M | 4,288 | D | — | — | Common Stock | 4,288 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- F28,600 of these shares are held jointly with the reporting person's spouse.
- F3Shares held directly by the reporting person's spouse.
- F4All of the restricted stock units vested on May 20, 2015. Vested shares will be delivered to the reporting person within three business days after such shares became vested.
- F5The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock.