SEC Form 4 · accession 0001209191-15-046088
Constant Contact, Inc. · CTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Badavas
Director
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2015 | M | 4,288 | — | A | 14,288 | D | |
| Common Stock | holding | — | — | — | 6,500 | I | By Robert P. Badavas Trust of 2007 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | May 20, 2015 | M | 4,288 | D | — | — | Common Stock | 4,288 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- F2All of the restricted stock units vested on May 20, 2015. Vested shares will be delivered to the reporting person within three business days after such shares became vested.
- F3The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock.