SEC Form 4 · accession 0001209191-15-042780
Constant Contact, Inc. · CTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Brezniak
Officer — SVP, Customer Operations
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 4,000 | $2.68 | A | 14,657 | D | |
| Common Stock | May 13, 2015 | M | 1,000 | $17.96 | A | 15,657 | D | |
| Common Stock | May 13, 2015 | S | 5,000 | $27.19 | D | 10,657 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.68 | May 13, 2015 | M | 4,000 | D | — | Sep 20, 2016 | Common Stock | 4,000 | 21,391 | D |
| Stock Option (Right to Buy)F2 | $17.96 | May 13, 2015 | M | 1,000 | D | — | Dec 1, 2019 | Common Stock | 1,000 | 4,567 | D |
Explanation of responses
- F125% of the shares subject to this option vested on September 27, 2007, and an additional 6.25% of the remaining shares subject to this option vested quarterly thereafter, such that 100% of the share subject to the option became fully vested on September 27, 2010.
- F225% of the shares subject to this option vested on December 1, 2010, and an additional 6.25% of the remaining shares subject to this option vested quarterly thereafter, such that 100% of the share subject to the option became fully vested on December 1, 2013.