SEC Form 4 · accession 0001209191-15-031389
Constant Contact, Inc. · CTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail F Goodman
Officer — President and CEO · Director
Period of report
Apr 1, 2015
Accepted (ET)
Apr 2, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2015 | M | 5,000 | $3.05 | A | 568,768 | D | |
| Common StockF2 | Apr 1, 2015 | S | 5,000 | $37.9033 | D | 563,768 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $3.05 | Apr 1, 2015 | M | 5,000 | D | — | Dec 7, 2016 | Common Stock | 5,000 | 30,000 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2014.
- F2Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $37.87 to $38.10 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F325% of the shares subject to the option vested on December 7, 2007, and an additional 6.25% of the shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on December 7, 2010.