SEC Form 4 · accession 0001209191-15-020263
Constant Contact, Inc. · CTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harpreet Grewal
Officer — EVP, Chief Financial Officer
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2015 | M | 9,699 | $27.12 | A | 20,555 | D | |
| Common StockF3,F1 | Feb 26, 2015 | S | 9,699 | $42.0306 | D | 10,856 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $27.12 | Feb 26, 2015 | M | 9,699 | D | — | Dec 3, 2020 | Common Stock | 9,699 | 1,825 | D |
Explanation of responses
- F1These shares are held jointly with Mr. Grewal's spouse.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2015.
- F3Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $42.00 to $42.19 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F425% of the shares subject to this option vested on December 3, 2011, and an additional 6.25% of the shares subject to this option vested quarterly thereafter, such that 100% of the shares subject to this option were fully vested on December 3, 2014.