SEC Form 4 · accession 0001209191-15-019075

Constant Contact, Inc. · CTCT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Harpreet Grewal

Officer — EVP, Chief Financial Officer

Period of report

Feb 24, 2015

Accepted (ET)

Feb 26, 2015 · 4:33 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001405277

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 24, 2015	M	8,433	$18.22	A	22,039	D
Common Stock^F1	Feb 24, 2015	M	24,063	$24.88	A	46,102	D
Common Stock^F1	Feb 24, 2015	M	8,128	$13.09	A	54,230	D
Common Stock^F3,F1	Feb 24, 2015	S	43,374	$41.5354	D	10,856	D
Common Stock^F1	Feb 25, 2015	M	18,476	$27.12	A	29,332	D
Common Stock^F4,F1	Feb 25, 2015	S	18,476	$42.0165	D	10,856	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F5	$18.22	Feb 24, 2015	M	8,433	D	—	Sep 1, 2020	Common Stock	8,433	0	D
Stock Option (Right to Buy)^F6	$24.88	Feb 24, 2015	M	24,063	D	—	Dec 6, 2021	Common Stock	24,063	2,187	D
Stock Option (Right to Buy)^F7	$13.09	Feb 24, 2015	M	8,128	D	—	Dec 4, 2022	Common Stock	8,128	2,709	D
Stock Option (Right to Buy)^F8	$27.12	Feb 25, 2015	M	18,476	D	—	Dec 3, 2020	Common Stock	18,476	11,524	D

Explanation of responses

F1These shares are held jointly with Mr. Grewal's spouse.
F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2015.
F3Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $41.34 to $41.77 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $42.00 to $42.20 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F525% of the shares subject to this option vested on July 6, 2011, and an additional 6.25% of the shares subject to this option vested quarterly thereafter, such that 100% of the shares subject to this option were fully vested on July 6, 2014.
F625% of the shares subject to this option vested on December 6, 2012, and an additional 6.25% of the shares subject to this option vest quarterly thereafter, such that 100% of the shares subject to this option will be fully vested on December 6, 2015.
F725% of the shares subject to this option vested on December 4, 2013, and an additional 6.25% of the shares subject to this option vest quarterly thereafter, such that 100% of the shares subject to this option will be fully vested on December 4, 2016.
F825% of the shares subject to this option vested on December 3, 2011, and an additional 6.25% of the shares subject to this option vested quarterly thereafter, such that 100% of the shares subject to this option were fully vested on December 3, 2014.