SEC Form 4/A · accession 0001209191-17-020624
Approach Resources Inc · AREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
J. Ross Craft
Officer — CEO · Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 14, 2017 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2017 | A | 330,000 | $0.00 | A | 1,695,697 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares reported as granted in the original report was incorrect and this report contains the correct grant size.
- F2Represents shares of restricted stock granted under the issuer's 2007 Stock Incentive Plan and exempt under Rule 16b-3(d). 220,000 of the shares vest annually in three equal installments beginning on December 31, 2017, subject to performance conditions. The remaining 110,000 shares vest December 31, 2019, subject to the issuer's three-year total shareholder return performance.