SEC Form 4 · accession 0001209191-17-019711
Approach Resources Inc · AREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Curtis Henderson
Officer — Chief Administrative Officer
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2017 | A | 267,003 | $0.00 | A | 764,293 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted under the issuer's 2007 Stock Incentive Plan and exempt under Rule 16(b)-3(d). 178,002 of the shares vest annually in three equal installments beginning on December 31, 2017, subject to performance conditions. The remaining 89,001 of shares vest December 31, 2019, subject to the issuer's three-year total shareholder return performance.