SEC Form 4 · accession 0001209191-17-019704
Approach Resources Inc · AREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Brandi
Director
Period of report
Dec 11, 2014
Accepted (ET)
Mar 9, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 11, 2014 | D | 400 | $5.67 | D | 0 | I | By Wife |
| Common StockF2 | Mar 7, 2017 | A | 22,807 | $0.00 | A | 119,180 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
- F2Represents shares of the issuer's common stock awarded to the reporting person for payment of director fees.