SEC Form 4 · accession 0001209191-16-155009
Approach Resources Inc · AREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Uma L. Datla
Officer — Chief Accounting Officer
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2016 | F | 71 | $0.00 | D | 96,791 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents tax liability on December 9, 2016, satisfied by withholding 71 shares incident to the vesting of securities under a Restricted Stock Award Agreement dated December 9, 2013 between the Reporting Person and the Issuer.