SEC Form 4 · accession 0001209191-16-153703
Approach Resources Inc · AREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Uma L. Datla
Officer — Chief Accounting Officer
Period of report
Dec 3, 2016
Accepted (ET)
Dec 6, 2016 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2016 | F | 2,899 | $0.00 | D | 69,888 | D | |
| Common StockF2 | Dec 4, 2016 | F | 1,904 | $0.00 | D | 67,984 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents tax liability on December 3, 2016, satisfied by withholding 2,899 shares incident to the vesting of securities under a Restricted Stock Award Agreement dated December 3, 2015 between the Reporting Person and the Issuer.
- F2Represents tax liability on December 4, 2016, satisfied by withholding 1,904 shares incident to the vesting of securities under a Restricted Stock Award Agreement dated December 4, 2014 between the Reporting Person and the Issuer.