SEC Form 4 · accession 0001209191-16-106157
Approach Resources Inc · AREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergei Krylov
Officer — EVP & Chief Financial Officer
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2016 | A | 121,060 | $0.00 | A | 406,132 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock under the issuer's 2007 Stock Incentive Plan and exempt under Rule 16b-3(d). Such restricted stock is subject to the issuer's three-year total shareholder return performance.