SEC Form 4 · accession 0000899243-16-010887
Approach Resources Inc · AREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheldon B Lubar
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | A | 7,102 | $0.00 | A | 118,241 | D | |
| Common StockF2,F3 | holding | — | — | — | 8,466 | I | By Lubar Nominees | |
| Common StockF2,F4 | holding | — | — | — | 920,631 | I | By Lubar Equity Fund, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the issuer's common stock awarded to the reporting person for payment of director fees.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for Section 16 or any other purpose.
- F3These securities are directly owned by Lubar Nominees, of which the reporting person is the general partner.
- F4These securities are directly owned by Lubar Equity Fund, LLC. The reporting person is a director and officer of Lubar & Co. Incorporated, which is the sole manager of Lubar Equity Fund, LLC, whose owners include the reporting person, members of the reporting person's family and other legal entities that are associated with or controlled by the reporting person and members of the reporting person's family.