SEC Form 4 · accession 0001415889-16-007503
MetaStat, Inc. · MTST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A Hamilton
Officer — PRESIDENT AND CEO
Period of report
Oct 30, 2016
Accepted (ET)
Nov 29, 2016 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2016 | P | 12,482 | $2.00 | A | 18,253 | D | |
| Common Stock | Nov 3, 2016 | P | 500 | $2.25 | A | 18,753 | D | |
| Common Stock | Nov 23, 2016 | P | 500 | $1.95 | A | 19,253 | D | |
| Common Stock | Nov 25, 2016 | P | 500 | $2.00 | A | 19,753 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF1,F2 | $2.00 | Oct 30, 2016 | J | 4 | D | Mar 27, 2015 | — | Common Stock | 12,482 | 0 | D |
| WarrantsF1 | $10.50 | Oct 30, 2016 | J | 2,000 | D | Mar 27, 2015 | Mar 30, 2020 | Common Stock | 2,000 | 0 | D |
| WarrantsF1 | $3.00 | Oct 30, 2016 | P | 6,241 | A | Oct 30, 2016 | Oct 29, 2021 | Common Stock | 6,241 | 6,241 | D |
Explanation of responses
- F1Effective October 30, 2016 Mr. Hamilton exchanged 4.4204 shares of Series B Preferred Stock plus accrued and unpaid dividends of $651.56 and 2,000 common stock purchase warrants with an exercise price of $10.50 per share into 12,482 shares of common stock and 6,241 common stock purchase warrants with an exercise price of $3.00 per share.
- F2The Series B Preferred Stock does not expire.