SEC Form 4 · accession 0001415889-15-001849
MetaStat, Inc. · MTST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Johan M. Spoor
Director
Period of report
Dec 31, 2014
Accepted (ET)
May 20, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404943
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF1 | $0.55 | Dec 31, 2014 | P | 3 | A | Dec 31, 2014 | — | Common Stock | 30,000 | 3 | D |
| Series A Common Stock Purchase Warrants | $0.70 | Dec 31, 2014 | P | 22,500 | A | Dec 31, 2014 | Mar 31, 2020 | Common Stock | 22,500 | 22,500 | D |
| Stock OptionsF2 | $0.39 | May 18, 2015 | A | 300,000 | A | — | May 18, 2025 | Common Stock | 300,000 | — | D |
Explanation of responses
- F1Series B Convertible Preferred Stock does not expire.
- F2One-third of the stock options vests upon each of the first, second and third anniversaries following the issuance date.