SEC Form 4 · accession 0001140361-18-009941
KKR & Co. Inc. · KKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Y Bae
Officer — Co-President & Co-COO · Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404912
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Equity UnitsF2,F1 | — | Feb 21, 2018 | A | 286,042 | A | — | — | Common Units | 286,042 | 1,786,042 | D |
Explanation of responses
- F1On February 21, 2018, these restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan. These units will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P.
- F21,500,000 of these restricted equity units of KKR & Co. L.P. were previously granted to the Reporting Person and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date.
Remarks
Exhibit 24: Power of Attorney