SEC Form 4 · accession 0001140361-16-074863
KKR & Co. Inc. · KKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Scully
Director
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404912
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F5 | Aug 2, 2016 | S | 73,550 | $14.09 | D | 43,276 | D | |
| Common UnitsF2,F5 | Aug 2, 2016 | S | 17,450 | $14.34 | D | 0 | I | By Immediate Family Member |
| Common UnitsF3,F5 | Aug 2, 2016 | S | 38,700 | $14.35 | D | 0 | I | By Limited Liability Company |
| Common UnitsF4,F5 | Aug 2, 2016 | S | 38,700 | $14.29 | D | 0 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $14.04 to $14.13, inclusive.
- F2Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $14.21 to $14.61, inclusive.
- F3Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $14.22 to $14.66, inclusive.
- F4Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $14.21 to $14.41, inclusive.
- F5The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
Remarks
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly held, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.