SEC Form 4 · accession 0001104659-15-069144
KKR & Co. Inc. · KKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Hess
Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404912
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Oct 1, 2015 | M | 6,054 | — | A | 116,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Equity UnitsF1 | — | Oct 1, 2015 | M | 6,054 | D | — | — | Common Units | 6,054 | 6,219 | D |
Explanation of responses
- F16,054 restricted equity units of KKR & Co. L.P. vested on October 1, 2015 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 6,219 restricted equity units will generally vest on October 1, 2016, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis.