SEC Form 4 · accession 0001660019-17-000001
Omnitek Engineering Corp · OMTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Miller
Officer — CFO
Period of report
Feb 10, 2017
Accepted (ET)
Feb 17, 2017 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404804
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $0.18 | Feb 10, 2017 | A | 50,000 | A | Feb 10, 2017 | Feb 9, 2024 | Common Stock | 50,000 | 200,000 | D |
| Common Stock OptionF1 | $0.18 | Feb 10, 2017 | A | 100,000 | A | Feb 10, 2017 | Feb 9, 2024 | Common Stock | 100,000 | 300,000 | D |
| Common Stock Option | $0.71 | holding | — | — | — | Nov 3, 2015 | Nov 2, 2022 | Common Stock | 100,000 | 100,000 | D |
| Common Stock Option | $0.286 | holding | — | — | — | Apr 15, 2016 | Apr 14, 2023 | Common Stock | 50,000 | 150,000 | D |
Explanation of responses
- F1One-half (1/2) of the total number of shares subject to the Options shall vest and become exercisable on the Date of Grant, the other one-half (1/2) will be exercisable on the one-year anniversary of the Date of Grant, so that all shares subject to the Options will be fully vested on the first anniversary of the Date of Grant.