SEC Form 4 · accession 0001483999-19-000003
Omnitek Engineering Corp · OMTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Werner Funk
Officer — President, CEO and Secretary · Director · 10% Owner
Period of report
Jan 16, 2019
Accepted (ET)
Jan 23, 2019 · 10:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 8,364,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $0.099 | Jan 16, 2019 | A | 50,000 | A | Jan 16, 2019 | Jan 15, 2026 | Common Stock | 50,000 | 1,875,556 | D |
| Common Stock Option | $2.56 | holding | — | — | — | Nov 1, 2012 | Oct 31, 2019 | Common Stock | 400,000 | 400,000 | D |
| Common Stock Option | $0.286 | holding | — | — | — | Apr 15, 2016 | Apr 14, 2023 | Common Stock | 470,000 | 870,000 | D |
| Common Stock Option | $0.18 | holding | — | — | — | Feb 10, 2017 | Feb 9, 2024 | Common Stock | 555,556 | 1,425,556 | D |
| Common Stock Option | $0.18 | holding | — | — | — | Feb 10, 2017 | Feb 9, 2024 | Common Stock | 50,000 | 1,475,556 | D |
| Common Stock Option | $0.077 | holding | — | — | — | Jan 11, 2018 | Jan 10, 2025 | Common Stock | 50,000 | 1,525,556 | D |
| Common Stock OptionF1 | $0.077 | holding | — | — | — | Jan 15, 2018 | Jan 14, 2025 | Common Stock | 300,000 | 1,825,556 | D |
Explanation of responses
- F1One-thirty sixth (1/36) of the total number of shares subject to the Options shall vest and become exercisable at the end of each month following the Date of Grant on the same day of each month as the Date of Grant, so that all shares subject to the Options will be fully vested on the third anniversary of the Date of Grant.