SEC Form 4 · accession 0001483999-16-000005
Omnitek Engineering Corp · OMTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Werner Funk
Officer — President, CEO and Secretary · Director · 10% Owner
Period of report
Oct 7, 2016
Accepted (ET)
Oct 11, 2016 · 10:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 7, 2016 | P | 5,000 | $0.28 | A | 8,383,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $2.56 | holding | — | — | — | Nov 1, 2012 | Oct 31, 2019 | Common Stock | 400,000 | 400,000 | D |
| Common Stock Option | $0.286 | holding | — | — | — | Apr 15, 2016 | Apr 14, 2023 | Common Stock | 470,000 | 870,000 | D |