SEC Form 4 · accession 0001209191-19-007156
HUBSPOT INC · HUBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dharmesh Shah
Officer — Chief Technology Officer · Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 4, 2019 · 9:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2019 | A | 10,826 | $0.00 | A | 1,561,011 | D | |
| Common Stock | Feb 1, 2019 | F | 281 | $159.72 | D | 1,560,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $159.70 | Feb 1, 2019 | A | 8,251 | A | — | Feb 1, 2029 | Common Stock | 8,251 | 8,251 | D |
Explanation of responses
- F1These shares were acquired pursuant to a restricted stock unit award under the Company's 2014 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. The restricted stock unit vests over 4 years beginning on January 1, 2019, at a rate of 6.25% vesting every three months.
- F2Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.
- F3This stock option vests over 4 years beginning on January 1, 2019, at a rate of 6.25% every three months.