SEC Form 4 · accession 0001209191-18-063147
HUBSPOT INC · HUBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Donald Sherman
Officer — President and COO
Period of report
Dec 17, 2018
Accepted (ET)
Dec 18, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2018 | M | 15,000 | $5.76 | A | 104,257 | D | |
| Common StockF2 | Dec 17, 2018 | S | 6,399 | $125.85 | D | 97,858 | D | |
| Common StockF3 | Dec 17, 2018 | S | 2,987 | $126.89 | D | 94,871 | D | |
| Common StockF4 | Dec 17, 2018 | S | 2,564 | $128.02 | D | 92,307 | D | |
| Common StockF5 | Dec 17, 2018 | S | 2,250 | $128.72 | D | 90,057 | D | |
| Common StockF6 | Dec 17, 2018 | S | 800 | $130.07 | D | 89,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $5.76 | Dec 17, 2018 | M | 15,000 | D | — | Jun 18, 2022 | Common Stock | 15,000 | 343,223 | D |
Explanation of responses
- F1This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.45 to $126.35, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.46 to $127.42, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.52 to $128.35, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.52 to $129.02, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.91 to $130.24, inclusive. The reporting person undertakes to provide to HubSpot, Inc., any security holder of HubSpot, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) - (6) herein.
- F7This stock option is fully vested.