SEC Form 4 · accession 0001209191-18-053445
HUBSPOT INC · HUBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorrie M Norrington
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2018 | S | 1,764 | $151.92 | D | 1,511 | D | |
| Common Stock | Oct 1, 2018 | M | 20,000 | $14.40 | A | 21,511 | D | |
| Common StockF2 | Oct 1, 2018 | S | 7,297 | $150.26 | D | 14,214 | D | |
| Common StockF3 | Oct 1, 2018 | S | 6,303 | $150.96 | D | 7,911 | D | |
| Common StockF4 | Oct 1, 2018 | S | 3,800 | $152.35 | D | 4,111 | D | |
| Common StockF5 | Oct 1, 2018 | S | 2,600 | $152.88 | D | 1,511 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $14.40 | Oct 1, 2018 | M | 20,000 | D | — | Oct 24, 2023 | Common Stock | 20,000 | 28,333 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.58 to $150.56, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.58 to $151.57, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.64 to $152.62, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.65 to $153.54, inclusive. The reporting person undertakes to provide to HubSpot, Inc., any security holder of HubSpot, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) - (5) herein.
- F6This stock option is fully vested.