SEC Form 4 · accession 0001209191-18-047996
HUBSPOT INC · HUBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Kelleher
Officer — General Counsel
Period of report
Aug 21, 2018
Accepted (ET)
Aug 22, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | M | 310 | $34.76 | A | 40,548 | D | |
| Common Stock | Aug 21, 2018 | M | 1,620 | $40.59 | A | 42,168 | D | |
| Common Stock | Aug 21, 2018 | M | 1,885 | $52.80 | A | 44,053 | D | |
| Common Stock | Aug 21, 2018 | S | 3,815 | $130.00 | D | 40,238 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $34.76 | Aug 21, 2018 | M | 310 | D | — | Feb 10, 2025 | Common Stock | 310 | 5,458 | D |
| Employee Stock Option (right to buy)F3 | $40.59 | Aug 21, 2018 | M | 1,620 | D | — | Jan 29, 2026 | Common Stock | 1,620 | 3,934 | D |
| Employee Stock Option (right to buy)F4 | $52.80 | Aug 21, 2018 | M | 1,885 | D | — | Feb 1, 2027 | Common Stock | 1,885 | 5,759 | D |
Explanation of responses
- F1This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.
- F2The original stock option grant of 11,667 shares underlying the option vests over four years beginning on January 1, 2016 at a rate of 25% after 12 months and in 36 equal monthly installments thereafter.
- F3The original stock option grant of 12,106 shares underlying the option vests over four (4) years beginning on January 1, 2017 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.
- F4The original stock option grant of 9,530 shares underlying the option vests over four (4) years beginning on January 1, 2018 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.