SEC Form 4 · accession 0001209191-18-043048
HUBSPOT INC · HUBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Kelleher
Officer — General Counsel
Period of report
Jul 2, 2018
Accepted (ET)
Jul 18, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 2, 2018 | F | 599 | $128.10 | D | 41,910 | D | |
| Common Stock | Jul 16, 2018 | M | 310 | $34.76 | A | 42,220 | D | |
| Common Stock | Jul 16, 2018 | M | 1,620 | $40.59 | A | 43,840 | D | |
| Common Stock | Jul 16, 2018 | M | 1,886 | $52.80 | A | 45,726 | D | |
| Common Stock | Jul 16, 2018 | S | 4,671 | $131.80 | D | 41,055 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $34.76 | Jul 16, 2018 | M | 310 | D | — | Feb 10, 2025 | Common Stock | 310 | 5,768 | D |
| Employee Stock Option (right to buy)F4 | $40.59 | Jul 16, 2018 | M | 1,620 | D | — | Jan 29, 2026 | Common Stock | 1,620 | 5,554 | D |
| Employee Stock Option (right to buy)F5 | $52.80 | Jul 16, 2018 | M | 1,886 | D | — | Feb 1, 2027 | Common Stock | 1,886 | 7,644 | D |
Explanation of responses
- F1Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.
- F2The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.
- F3The original stock option grant of 11,667 shares underlying the option vests over four (4) years beginning on January 1, 2016 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.
- F4The original stock option grant of 12,106 shares underlying the option vests over four (4) years beginning on January 1, 2017 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.
- F5The original stock option grant of 9,530 shares underlying the option vests over four (4) years beginning on January 1, 2018 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.