SEC Form 4 · accession 0001209191-18-025228
HUBSPOT INC · HUBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Kinzer
Officer — Chief Financial Officer
Period of report
Apr 16, 2018
Accepted (ET)
Apr 17, 2018 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2018 | M | 4,516 | $34.76 | A | 72,505 | D | |
| Common Stock | Apr 16, 2018 | M | 11,542 | $40.59 | A | 84,047 | D | |
| Common Stock | Apr 16, 2018 | M | 3,942 | $52.80 | A | 87,989 | D | |
| Common StockF2 | Apr 16, 2018 | S | 6,824 | $109.53 | D | 81,165 | D | |
| Common StockF3 | Apr 16, 2018 | S | 6,392 | $110.43 | D | 74,773 | D | |
| Common StockF4 | Apr 16, 2018 | S | 5,200 | $111.26 | D | 69,573 | D | |
| Common StockF5 | Apr 16, 2018 | S | 1,584 | $112.21 | D | 67,989 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $34.76 | Apr 16, 2018 | M | 4,516 | D | — | Feb 10, 2025 | Common Stock | 4,516 | 2,292 | D |
| Employee Stock Option (right to buy)F7 | $40.59 | Apr 16, 2018 | M | 11,542 | D | — | Jan 29, 2026 | Common Stock | 11,542 | 10,917 | D |
| Employee Stock Option (right to buy)F8 | $52.80 | Apr 16, 2018 | M | 3,942 | D | — | Feb 1, 2027 | Common Stock | 3,942 | 18,007 | D |
Explanation of responses
- F1This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.95 to $109.90, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.95 to $110.90, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.95 to $111.90, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.95 to $112.63, inclusive. The reporting person undertakes to provide to HubSpot, Inc., any security holder of HubSpot, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) - (5).
- F6The original stock option grant of 10,000 shares underlying the option vests over four (4) years beginning on January 1, 2015 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.
- F7The original stock option grant of 22,781 shares underlying the option vests over four (4) years beginning on January 1, 2016 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.
- F8The original stock option grant of 21,949 shares underlying the option vests over four (4) years beginning on January 1, 2017 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.