SEC Form 4 · accession 0001209191-18-021740
HUBSPOT INC · HUBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Kinzer
Officer — Chief Financial Officer
Period of report
Mar 26, 2018
Accepted (ET)
Mar 27, 2018 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 26, 2018 | M | 17,225 | $14.40 | A | 85,953 | D | |
| Common Stock | Mar 26, 2018 | M | 2,775 | $34.76 | A | 88,728 | D | |
| Common StockF2 | Mar 26, 2018 | S | 12,476 | $113.62 | D | 76,252 | D | |
| Common StockF3 | Mar 26, 2018 | S | 7,524 | $114.16 | D | 68,728 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF4 | $14.40 | Mar 26, 2018 | M | 17,225 | D | — | Oct 24, 2023 | Common Stock | 17,225 | 0 | D |
| Common StockF5 | $34.76 | Mar 26, 2018 | M | 2,775 | D | — | Feb 10, 2025 | Common Stock | 2,775 | 6,808 | D |
Explanation of responses
- F1This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.00 to $113.98, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.00 to $114.88, inclusive. The reporting person undertakes to provide to HubSpot, Inc., any security holder of HubSpot, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) herein.
- F4The original stock option grant of 100,000 shares underlying the option vests over four (4) years beginning on November 4, 2013 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.
- F5The original stock option grant of 10,000 shares underlying the option vests over four (4) years beginning on January 1, 2016 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.