SEC Form 4 · accession 0001209191-18-010843
HUBSPOT INC · HUBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Kinzer
Officer — Chief Financial Officer
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2018 | M | 15,000 | $14.40 | A | 83,733 | D | |
| Common StockF2 | Feb 14, 2018 | S | 2,595 | $101.15 | D | 81,138 | D | |
| Common StockF3 | Feb 14, 2018 | S | 5,305 | $100.29 | D | 75,833 | D | |
| Common StockF4 | Feb 14, 2018 | S | 1,200 | $99.31 | D | 74,633 | D | |
| Common StockF5 | Feb 14, 2018 | S | 1,300 | $98.18 | D | 73,333 | D | |
| Common StockF6 | Feb 14, 2018 | S | 2,300 | $96.99 | D | 71,033 | D | |
| Common StockF7 | Feb 14, 2018 | S | 2,300 | $96.09 | D | 68,733 | D | |
| Common Stock | Feb 15, 2018 | M | 417 | $34.76 | D | 69,150 | D | |
| Common Stock | Feb 15, 2018 | M | 322 | $40.59 | D | 69,472 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F8 | $14.40 | Feb 14, 2018 | M | 15,000 | D | — | Oct 24, 2023 | Common Stock | 15,000 | 17,226 | D |
| Employee Stock Option (right to buy)F9 | $34.76 | Feb 15, 2018 | M | 417 | D | — | Feb 10, 2025 | Common Stock | 417 | 9,583 | D |
| Employee Stock Option (right to buy)F10 | $40.59 | Feb 15, 2018 | M | 322 | D | — | Jan 29, 2026 | Common Stock | 322 | 22,459 | D |
Explanation of responses
- F1This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.
- F10The original stock option grant of 22,781 shares underlying the option vests over four (4) years beginning on January 1, 2017 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.75 to $101.70, inclusive. The reporting person undertakes to provide to HubSpot, Inc., any security holder of HubSpot, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) - (7) herein.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.75 to $100.68, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.95 to $99.60, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.75 to $98.55, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.60 to $97.50, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.75 to $96.45, inclusive.
- F8The original stock option grant of 100,000 shares underlying the option vests over four (4) years beginning on November 4, 2013 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.
- F9The original stock option grant of 10,000 shares underlying the option vests over four (4) years beginning on January 1, 2016 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.