SEC Form 4 · accession 0001209191-17-038944
HUBSPOT INC · HUBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Simon
Director
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2017 | A | 1,764 | $0.00 | A | 27,401 | D | |
| Common StockF2 | holding | — | — | — | 5,000 | I | Simon Family Children's Trust Dated 12/15/2006 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $76.20 | Jun 7, 2017 | A | 1,514 | A | — | Jun 7, 2027 | Common Stock | 1,514 | 1,514 | D |
Explanation of responses
- F1These shares were acquired pursuant to a restricted stock unit award under the Company's 2014 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. The restricted stock units vest in full on the one year anniversary of the date of grant (or, if earlier, immediately prior to the Company's 2018 annual meeting of stockholders).
- F2These shares are held in a trust for the benefit of Mr. Simon's children. Mr. Simon is trustee of the trust.
- F3This stock option vests in full on the one year anniversary of the date of grant (or, if earlier, immediately prior to the Company's 2018 annual meeting of stockholders).