SEC Form 4 · accession 0001209191-16-135352
HUBSPOT INC · HUBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Kelleher
Officer — General Counsel
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 8:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | F | 153 | $53.87 | D | 66,942 | D | |
| Common Stock | Aug 1, 2016 | M | 104 | $16.14 | A | 67,046 | D | |
| Common Stock | Aug 1, 2016 | M | 243 | $34.76 | A | 67,289 | D | |
| Common Stock | Aug 1, 2016 | S | 347 | $54.29 | D | 66,942 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $16.14 | Aug 1, 2016 | M | 104 | D | — | Jan 29, 2024 | Common Stock | 104 | 2,005 | D |
| Employee Stock Option (right to buy)F4 | $34.76 | Aug 1, 2016 | M | 243 | D | — | Feb 10, 2025 | Common Stock | 243 | 7,050 | D |
Explanation of responses
- F1Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.
- F2The transactions reported on this Form 4 were effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.
- F3The original stock option grant of 5,000 shares underlying the option vests over four (4) years beginning on January 1, 2014 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.
- F4The original stock option grant of 11,667 shares underlying the option vests over four years beginning on January 1, 2015 at a rate of 25% after 12 months and in 36 equal monthly installments thereafter.