SEC Form 4 · accession 0001209191-15-071681
HUBSPOT INC · HUBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Kelleher
Officer — General Counsel
Period of report
Sep 17, 2015
Accepted (ET)
Sep 21, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2015 | M | 104 | $16.14 | A | 56,050 | D | |
| Common Stock | Sep 17, 2015 | M | 2,784 | $5.76 | A | 58,834 | D | |
| Common Stock | Sep 17, 2015 | S | 2,943 | $50.00 | D | 55,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $16.14 | Sep 17, 2015 | M | 104 | D | — | Jan 29, 2024 | Common Stock | 104 | 2,919 | D |
| Employee Stock Option (right to buy)F3 | $5.76 | Sep 17, 2015 | M | 2,784 | D | — | Jul 26, 2022 | Common Stock | 2,784 | 27,863 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1.
- F2The original stock option grant of 5,000 shares underlying the option vests over four (4) years beginning on January 1, 2014 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.
- F3The original stock option grant of 116,305 shares underlying the option vests over four (4) years beginning on June 25, 2012 at a rate of 25% after 12 months and in thirty-six (36) equal monthly installments thereafter.