SEC Form 4 · accession 0001567619-19-006075
Affinion Group Holdings, Inc. · AFGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilbert Samuel Palter
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404624
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F1,F2 | $0.01 | Dec 20, 2017 | X | 11,035 | A | May 10, 2017 | Nov 10, 2022 | Common Stock | 11,035 | 3,480 | I |
Explanation of responses
- F1The reporting person acquired a minority, non-managing membership interest in Metro SPV LLC as consideration for consulting services provided to Metro SPV LLC.
- F2The reported securities are owned directly by Metro SPV LLC, in which the reporting person holds a minority, non-managing membership interest.