SEC Form 4 · accession 0001140361-17-039652
Affinion Group Holdings, Inc. · AFGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilbert Samuel Palter
Director
Period of report
Oct 24, 2017
Accepted (ET)
Oct 26, 2017 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404624
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Oct 24, 2017 | A | 9,804 | A | — | — | Common Stock | 9,804 | 9,804 | D |
Explanation of responses
- F1On October 24, 2017, the Compensation Committee of the Board of Directors of Affinion Group Holdings, Inc. (the "Issuer") granted to Gilbert S. Palter 9,804 restricted stock units, each representing the right to receive one share of Common Stock upon satisfaction of vesting and settlement conditions (the "RSUs"). The RSUs vest, subject to Mr. Palter's continued service, as follows: (i) 3/4 of the RSUs will vest as of October 24, 2017 and (ii) an additional 1/12 of the RSUs will vest on each of October 31, 2017 and on the last day of the next two months thereafter. The RSUs will settle on the earlier of a change of control (as defined in the restricted stock unit agreement) or the third anniversary after the date of grant.