SEC Form 4 · accession 0001140361-17-002699
Affinion Group Holdings, Inc. · AFGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L. Resnick
Director
Period of report
Jan 20, 2017
Accepted (ET)
Jan 24, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404624
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1,F2,F3 | Jan 20, 2017 | S | 19,461 | $3.25 | D | 1,751,734 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Third Avenue Capital plc, on behalf of Third Avenue High Yield Credit Fund ("TAHYCF") is disposing of 19,461 shares.
- F2The 1,751,734 shares are owned of record by Third Avenue Trust, on behalf of Third Avenue Focused Credit Fund ("TAFCF" and, together with TAHYCF, the "Third Avenue Funds").
- F3Third Avenue Management LLC serves as the investment adviser to the Third Avenue Funds. David L. Resnick is the president of Third Avenue Management LLC, and as such may be deemed to have beneficial ownership of the securities held directly by the Third Avenue Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Pursuant to the proviso to Rule 16a-1(a)(1), the Third Avenue Funds are not deemed to be beneficial owners of the securities reported herein.