SEC Form 4 · accession 0000899243-18-029025
Affinion Group Holdings, Inc. · AFGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Scott Miller
Officer — See Remarks
Period of report
Nov 14, 2018
Accepted (ET)
Nov 15, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404624
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F2 | $13.97 | Nov 14, 2018 | D | 33,425 | D | — | Mar 9, 2026 | Common Stock | 33,425 | 33,425 | D |
| Option (right to buy)F1,F2 | $5.00 | Nov 14, 2018 | A | 33,425 | A | — | Mar 9, 2026 | Common Stock | 33,425 | 33,425 | D |
Explanation of responses
- F1Represents an adjustment of the exercise price of certain unvested options to purchase common stock of Affinion Group Holdings, Inc. (the "Issuer") that was approved by the Issuer's Board of Directors in advance of the transactions reported herein.
- F2The options to purchase common stock of the Issuer vested or will vest in four equal installments on each of the first four anniversaries of the original March 9, 2016 grant date.
Remarks
Executive Vice President, Chief Financial Officer and Chief Operating Officer