SEC Form 3 · accession 0000899243-16-016811
Affinion Group Holdings, Inc. · AFGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis Spencer Wells
Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 29, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404624
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 5,010 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units that constitute the right to receive one share of common stock of Affinion Group Holdings, Inc. upon settlement. The restricted stock units vest (i) 3/12 on the March 25, 2016, date of grant, (ii) 1/12 on March 31, 2016, and (iii) 1/12 on the last day of the subsequent eight months. Vested restricted stock units settle into shares of common stock on the earlier of (i) a Change in Control (as defined in the Restricted Stock Unit Agreement for Directors) or (ii) on the third anniversary of the grant date.