SEC Form 4 · accession 0001062993-15-003440
Revett Mining Company, Inc. · RVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth S Eickerman
Officer — Chief Financial Officer
Period of report
Jun 17, 2015
Accepted (ET)
Jun 17, 2015 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2015 | D | 12,278 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $2.15 | Jun 17, 2015 | D | 10,000 | D | Mar 30, 2010 | Mar 30, 2015 | Common Stock | 10,000 | 0 | D |
| Stock OptionF2 | $4.98 | Jun 17, 2015 | D | 20,000 | D | Mar 22, 2011 | Mar 21, 2016 | Common Stock | 20,000 | 0 | D |
| Stock OptionF2 | $4.18 | Jun 17, 2015 | D | 20,000 | D | Apr 2, 2012 | Apr 1, 2017 | Common Stock | 20,000 | 0 | D |
| Stock OptionF2 | $2.16 | Jun 17, 2015 | D | 20,000 | D | Mar 31, 2013 | Mar 29, 2018 | Common Stock | 20,000 | 0 | D |
| Stock OptionF2 | $0.79 | Jun 17, 2015 | D | 35,000 | D | Mar 31, 2014 | Mar 29, 2019 | Common Stock | 35,000 | 0 | D |
Explanation of responses
- F1Common stock disposed of pursuant to the Agreement and Plan of Merger among Revett Mining Company, Inc. ("Revett"), Hecla Mining Company ("Hecla"), and RHL Holdings, Inc., a wholly-owned subsidiary of Hecla ("Merger Sub"), whereby Merger Sub was merged with and into Revett (the "Merger") and each share of common stock of Revett was converted into 0.1622 of a share of Hecla commons stock, resulting in the receipt of 1,991 shares of Hecla common stock. The closing price of Hecla common stock on June 15, 2015, the effective date of the Merger, was $ 3.06.
- F2These options were cancelled in connection with the Merger.