SEC Form 4 · accession 0001013762-15-000757

DecisionPoint Systems, Inc. · DPSI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 30, 2015

Accepted (ET)

Jul 20, 2015 · 5:03 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001404433

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series D Convertible Preferred Stock^F1	$0.71	Dec 20, 2012	P	4,000	A	Dec 20, 2012	—	Common Stock	56,338	4,000	D
Warrants (Right to Buy)	$1.10	Dec 31, 2012	A	126,750	A	Dec 31, 2012	Dec 31, 2017	Common Stock	126,750	130,750	D
Series E Convertible Preferred Stock^F1	$0.50	Nov 12, 2013	P	2,000	A	Nov 12, 2013	—	Common Stock	40,000	132,750	D
Warrants (Right to Buy)	$0.55	Nov 22, 2013	A	120,700	A	Nov 22, 2013	Nov 22, 2018	Common Stock	120,700	253,450	D
Stock Options (right to buy)^F4	$0.53	Jan 2, 2014	A	18,868	A	Dec 31, 2014	Jan 2, 2017	Common Stock	18,868	272,318	D
Series D Convertible Preferred Stock^F1	$0.71	Apr 22, 2014	J	148	A	Apr 22, 2014	—	Common Stock	2,085	272,466	D
Series E Convertible Preferred Stock^F1	$0.50	Apr 22, 2014	J	37	A	Apr 22, 2014	—	Common Stock	740	272,503	D
Stock Options (right to buy)^F4	$0.46	Jun 30, 2014	A	11,740	A	Jun 30, 2014	Jun 30, 2017	Common Stock	11,740	284,243	D
Stock Options (right to buy)^F4	$0.40	Sep 30, 2014	A	13,500	A	Sep 30, 2014	Sep 30, 2017	Common Stock	13,500	297,743	D
Stock Options (right to buy)^F5	$0.38	Dec 31, 2014	A	14,211	A	Dec 31, 2014	Dec 31, 2017	Common Stock	14,211	311,954	D
Stock Options (right to buy)^F5	$0.50	Mar 31, 2015	A	12,858	A	Mar 31, 2015	Mar 31, 2018	Common Stock	12,858	324,812	D
Stock Options (right to buy)(5)*	$0.50	Jun 30, 2015	A	27,000	A	Jun 30, 2015	Jun 30, 2018	Common Stock	27,000	351,812	D

F1The Series D Convertible Preferred Stock and Series E Convertible Preferred Stock may be converted into shares of Common Stock by the holder at any time and has no expiration date.
F2Reflects dividend made to holders of Series D Convertible Preferred Stock that was paid (issued) in shares of Series D Convertible Preferred Stock.
F3Reflects dividend made to holders of Series E Convertible Preferred Stock that was paid (issued) in shares of Series E Convertible Preferred Stock.
F4Options granted pursuant to DecisionPoint Systems, Inc. 2010 Stock Option Plan
F5Options granted pursuant to DecisionPoint Systems, Inc. 2014 Equity Incentive Plan

* Transaction being newly reported on this form