SEC Form 4 · accession 0001209191-15-004662
Nuverra Environmental Solutions, Inc. · NES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J Heinlein
Officer — EVP and CFO
Period of report
Jan 14, 2015
Accepted (ET)
Jan 16, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403853
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $5.52 | Jan 14, 2015 | A | 147,894 | A | — | Jan 14, 2025 | Common Stock | 147,894 | 147,894 | D |
Explanation of responses
- F1Reported stock options become exercisable in one-third increments on each of the first three anniversaries of the grant date.