SEC Form 4 · accession 0000899243-18-008170
Nuverra Environmental Solutions, Inc. · NES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles K. Thompson
Officer — See Remarks · Director
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403853
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | — | Mar 16, 2018 | A | 4,688 | A | — | — | Common Stock | 4,688 | 4,688 | D |
Explanation of responses
- F1The reporting person received an award grant of restricted stock pursuant to the issuer's 2018 Restricted Stock Plan for Directors (the "Plan") for service during fiscal year 2018 and partial service during fiscal year 2017. Issuance of the restricted stock award grant is subject to ratification of the Plan by the issuer's shareholders at the issuer's 2018 annual meeting.
- F2The restricted stock fully vests on the first anniversary of the grant date.
Remarks
Chairman and Interim Chief Executive Officer