SEC Form 4 · accession 0000899243-17-013223
Nuverra Environmental Solutions, Inc. · NES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred E Osborne Jr.
Director
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403853
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2017 | S | 5,000 | $0.014 | D | 30,000 | D | |
| Common StockF2 | May 11, 2017 | S | 59,175 | $0.014 | D | 0 | I | See footnote |
| Common StockF3 | holding | — | — | — | 9,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 30,000 unvested shares granted in the form of restricted stock under the Issuer's 2009 Equity Incentive Plan.
- F2Held in the Alfred E. Osborne Jr. and Nancy Rahnasto Osborne Trust.
- F3Held in the Reporting Person's Keogh account.