SEC Form 4 · accession 0000899243-16-019521
Nuverra Environmental Solutions, Inc. · NES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Crabb
Officer — EVP and Chief Legal Officer
Period of report
May 6, 2016
Accepted (ET)
May 9, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403853
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 6, 2016 | F | 819 | $0.28 | D | 25,681 | D | |
| Common StockF3 | holding | — | — | — | 1,565 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock retained by the Issuer for tax withholding purposes in connection with the distribution of shares of common stock pursuant to vesting of restricted stock units granted on 5/6/14.
- F2Represents total amount of securities beneficially owned as of May 6, 2016.
- F3Represents shares of common stock acquired through the Issuer's 401(k) Match Plan as of May 6, 2016, through which the Issuer previously matched its employees' cash contributions with common stock.