SEC Form 4 · accession 0000899243-16-016420
Nuverra Environmental Solutions, Inc. · NES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J Heinlein
Officer — EVP and CFO
Period of report
Mar 17, 2015
Accepted (ET)
Mar 22, 2016 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403853
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 17, 2015 | A | 20,000 | $0.00 | A | 27,500 | D | |
| Common StockF3 | Mar 17, 2016 | F | 2,177 | $0.32 | D | 25,323 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the receipt of common stock upon the vesting of restricted stock units granted on March 17, 2015 pursuant to Issuer's 2009 Equity Incentive Plan. These restricted stock units vest in one-third increments on each of the first three anniversaries of the grant date.
- F2Represents total amount of securities beneficially owned as of March 22, 2016.
- F3Represents shares of common stock retained by the Issuer for tax withholding purposes in connection with the distribution of shares of common stock pursuant to vesting of restricted stock units granted on 3/17/15.