SEC Form 4 · accession 0000899243-15-008055
Nuverra Environmental Solutions, Inc. · NES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tod C Holmes
Director
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403853
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 10, 2015 | A | 60,000 | $0.00 | A | 70,946 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents annual annual retainer compensation for serving on the Issuer's Board of Directors. Annual retainer compensation is paid in the form of restricted stock under the Issuer's 2009 Equity Incentive Plan which vests equally (50%) on each subsequent anniversary of the grant date.
- F2Includes 63,946 unvested shares granted in the form of unvested stock under the Issuer's 2009 Equity Incentive Plan.