SEC Form 4 · accession 0001393905-16-001040
SPINDLE, INC. · SPDL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Knuettel Francis II
Director
Period of report
Sep 13, 2016
Accepted (ET)
Sep 13, 2016 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 13, 2016 | A | 148,148 | $0.135 | A | 708,148 | I | See Note 2 |
| Common Stock | holding | — | — | — | 53,537 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant | $0.135 | Sep 13, 2016 | A | 37,037 | A | Sep 13, 2016 | Sep 13, 2019 | SPDL common stock | 37,037 | 37,037 | I |
Explanation of responses
- F1Shares purchased in a private-party transaction.
- F2Indirect beneficial ownership - shares held in entities in which Mr. Knuettel has control.