SEC Form 4 · accession 0001393905-16-001039
SPINDLE, INC. · SPDL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Alan Scott
Director
Period of report
Sep 12, 2016
Accepted (ET)
Sep 13, 2016 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2016 | A | 300,000 | $0.135 | A | 6,659,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant | $0.135 | Sep 12, 2016 | A | 75,000 | A | Sep 12, 2016 | Sep 12, 2019 | SPDL common stock | 75,000 | 225,000 | D |
Explanation of responses
- F1Shares purchased in a private party transaction.