SEC Form 4 · accession 0001393905-15-000679
SPINDLE, INC. · SPDL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tony E VanBrackle
Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 31, 2015 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 29, 2015 | A | 1,833,333 | $0.135 | A | 2,243,333 | I | See Note 2 |
| Common StockF2 | Dec 29, 2015 | P | 2,037,038 | $0.135 | A | 4,280,371 | I | See Note 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $0.13 | Dec 23, 2015 | A | 150,000 | A | Dec 23, 2016 | Dec 23, 2025 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Shares issued in lieu of cash compensation for Board of Director services and repayment of advances to the Company.
- F2342,500 shares held directly, 3,937,871 shares held by LLCs of which the reporting person manages.
- F3Shares purchased through a private party transaction.