SEC Form 4 · accession 0001393905-15-000673
SPINDLE, INC. · SPDL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Edward Clark
Officer — President and CEO · Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 31, 2015 · 2:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2015 | A | 2,126,400 | $0.135 | A | 3,357,151 | D | |
| Common Stock | Dec 29, 2015 | P | 740,741 | $0.135 | A | 4,097,892 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $0.13 | Dec 23, 2015 | A | 150,000 | A | Dec 23, 2016 | Dec 23, 2025 | Common Stock | 150,000 | 800,000 | D |
| Common Stock | $0.13 | Dec 23, 2015 | A | 166,667 | A | Dec 23, 2016 | Dec 23, 2025 | Common Stock | 166,667 | 966,667 | D |
| Common Stock | $0.13 | Dec 23, 2015 | A | 166,667 | A | Dec 23, 2017 | Dec 23, 2025 | Common Stock | 166,667 | 1,133,334 | D |
| Common Stock | $0.13 | Dec 23, 2015 | A | 166,666 | A | Dec 13, 2018 | Dec 23, 2025 | Common Stock | 166,666 | 1,300,000 | D |
Explanation of responses
- F1Shares issued in lieu of cash compensation for Board of Director services and repayment of advances to the Company.
- F2Shares purchased through a private party transaction.